基于IHBA-BiLSTM的光伏阵列故障诊断

虞忠明, 张宇, 陆柯彤, 陈科宇, 刘志坚, 戴欣

太阳能学报 ›› 2026, Vol. 47 ›› Issue (2) : 122-131.

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太阳能学报 ›› 2026, Vol. 47 ›› Issue (2) : 122-131. DOI: 10.19912/j.0254-0096.tynxb.2024-1833

基于IHBA-BiLSTM的光伏阵列故障诊断

  • 虞忠明1, 张宇1, 陆柯彤1, 陈科宇1, 刘志坚1, 戴欣2
作者信息 +

PHOTOVOLTAIC ARRAY FAULT DIAGNOSIS BASED ON IHBA-BiLSTM

  • Yu Zhongming1, Zhang Yu1, Lu Ketong1, Chen Keyu1, Liu Zhijian1, Dai Xin2
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摘要

为提高光伏阵列故障诊断的准确性,提出一种结合改进蜜獾优化算法(IHBA)与双向长短期记忆网络(BiLSTM)的混合诊断模型。区别于面向功率预测的特征工程,该文聚焦于故障辨识,从光伏阵列的电流-电压与功率-电压特性曲线中,系统性提取涵盖基础、离散及分布统计的3类特征,形成10维度的综合特征向量。针对原始蜜獾算法易早熟收敛、搜索效率不足的缺陷,IHBA算法进行:采用Tent混沌映射改善种群初始分布、设计动态自适应控制因子以平衡搜索过程、引入小孔成像反向学习策略增强全局寻优能力3方面改进。基准函数测试表明,IHBA在收敛速度与求解精度上均优于对比算法。在此基础上,利用IHBA对BiLSTM网络的超参数进行自动寻优,可克服人工调参的盲目性,显著增强模型对高维非线性故障特征的建模能力与泛化性。最终,在包含正常、开路、短路、局部遮蔽及老化五类状态的仿真数据集上,IHBA-BiLSTM模型取得97.1014%的诊断准确率,其性能全面超越支持向量机、极限学习机、长短期记忆网络及其他智能优化算法结合的对比模型,证实该方法在光伏阵列多类故障诊断中兼具高精度与强鲁棒性。

Abstract

To improve the accuracy of fault diagnosis for photovoltaic (PV) arrays, this study proposes a hybrid fault diagnosis model combining the improved honey badger algorithm(IHBA) with the bidirectional long short-term memory (BiLSTM) network. Different from feature engineering oriented to power prediction, this paper focuses on fault identification, and systematically extracts three types of features covering basic, discrete and distributional statistics from the current-voltage and power-voltage characteristic curves of PV arrays, forming a 10-dimensional comprehensive feature vector.Aiming at the defects of the original Honey Badger Algorithm such as premature convergence and insufficient search efficiency, the IHBA is improved in three aspects: Tent chaos mapping is adopted to optimize the initial population distribution; a dynamic adaptive control factor is designed to balance the search process; and the pinhole imaging reverse learning strategy is introduced to enhance the global optimization ability. Benchmark function tests demonstrate that the IHBA outperforms the comparative algorithms in both convergence speed and solution accuracy. On this basis, the IHBA is utilized to automatically optimize the hyperparameters of the BiLSTM network, overcoming the blindness of manual parameter tuning and significantly enhancing the model’s modeling capability and generalization for high-dimensional nonlinear fault features. Finally, on the simulation dataset containing five operational states including normal, open-circuit, short-circuit, partial shading and aging, the IHBA-BiLSTM model achieves a fault diagnosis accuracy of 97.1014%. Its performance comprehensively surpasses that of the comparative models such as support vector machine (SVM), extreme learning machine (ELM), long short-term memory (LSTM) network and models integrated with other intelligent optimization algorithms, confirming that the proposed method possesses both high precision and strong robustness in the diagnosis of multiple types of faults in PV arrays.

关键词

故障诊断 / 特征提取 / 算法学习 / 光伏阵列 / 小孔成像策略 / 双向长短期记忆神经网络

Key words

fault detection / feature extraction / learning algorithms / photovoltaic array / pinhole imaging strategy / bidirectional long short-term memory neural network

引用本文

导出引用
虞忠明, 张宇, 陆柯彤, 陈科宇, 刘志坚, 戴欣. 基于IHBA-BiLSTM的光伏阵列故障诊断[J]. 太阳能学报. 2026, 47(2): 122-131 https://doi.org/10.19912/j.0254-0096.tynxb.2024-1833
Yu Zhongming, Zhang Yu, Lu Ketong, Chen Keyu, Liu Zhijian, Dai Xin. PHOTOVOLTAIC ARRAY FAULT DIAGNOSIS BASED ON IHBA-BiLSTM[J]. Acta Energiae Solaris Sinica. 2026, 47(2): 122-131 https://doi.org/10.19912/j.0254-0096.tynxb.2024-1833
中图分类号: TM615   

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基金

国家重点研发计划(2022YFB2703500); 云南省基础研究计划(202301AS070055)

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